Kevin Houser (CRD #: 2513167), a broker registered with Ameriprise Financial Services, has a multiple pending investor disputes, according to his BrokerCheck record, accessed on February 3, 2021. All of the pending disputes involve allegations of unsuitable investment recommendations, and the majority mention risky products like business development companies and REITs.
On November 16, 2020, an investor alleged that Kevin Houser recommended several unsuitable investment products, including REITs and a business development company. The investor alleged that these did not fit his conservative investment profile. The investor is seeking $358,000; the dispute is pending.
On November 10, 2020, an investor alleged that Kevin Houser misled them when he recommended high-risk securities, including a business development company and REITs. The investor is seeking $292,000; the dispute is pending.
On July 21, 2020, an investor alleged that Kevin Houser recommended unsuitable investments in business development companies and annuities. The investor is seeking $300,000; the dispute is pending.
On November 1, 2016, an investor alleged that Kevin Houser recommended unsuitable investments. The investor sought $687,661.
Houser has passed the Series 65 Uniform Investment Adviser Law Examination, the Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, and the Series 7 General Securities Representative Examination. He is a registered broker in 19 states and a registered investment adviser in Pennsylvania and Texas.
Houser has 26 years of experience in the securities industry. He has worked for the following firms:
- Ameriprise Financial Services (CRD #: 6363)
- LPL Financial (CRD #: 6413)
- Wachovia Securities (CRD #: 19616)
- CitiGroup Global Markets (CRD #: 7059)
- Merrill Lynch, Pierce, Fenner & Smith (CRD #: 7691)
If Kevin Houser was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email firstname.lastname@example.org for a free case consultation with a securities attorney.