Gregg Fortune (CRD #: 2701163), a Michigan broker registered with Securities America, has a pending investor dispute regarding the suitability of certain investment recommendations, according to his BrokerCheck record, accessed on February 3, 2021. Fortune also offers financial advisory services through 3G Financial.

On November 16, 2020, an investor alleged that Gregg Fortune recommended unsuitable investments and made unsuitable allocations in their portfolio. The investor sought $16,434.58; the dispute is pending.

On January 13, 2015, an investor alleged that Gregg Fortune recommended an unsuitable investment in a risky private placement. The investor sought $1,717,000 but the dispute was denied by the firm. When a firm denies a dispute, it is up to the investor if they want to resolve the dispute through FINRA arbitration and the help of a securities attorney.

Older Disputes Regarding Private Placements

Gregg Fortune was involved in seven investor disputes that alleged Fortune recommended unsuitable private placements. These disputes also include allegations of misrepresentation and over-concentration of certain securities in investors’ portfolios. These disputes collectively resolved for approximately $1,098,430.36.

Gregg Fortune has passed the Series 63 Uniform Securities Agent State Law Examination, Securities Industry Essentials Examination, the Series 7 General Securities Representative Examination, the Series 6 Investment Company Products /Variable Contracts Representative Examination, and the Series 24 General Securities Principal Examination. He is a registered broker in 16 states and a registered investment adviser in Florida, Michigan, and Texas.

Gregg Fortune has worked for the following firms:

  • Securities America (CRD #: 10205)
  • Arbor Point Advisors (CRD #: 165127)
  • Securities America Advisors (CRD #: 110518)
  • Cedar Brook Group (CRD #: 290670)
  • The Professional Advisor Group (CRD #: 124353)
  • FSC Securities Corporation (CRD #: 7461)
  • Lutheran Brotherhood Securities Corp (CRD #: 4205)

If Gregg Fortune was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email for a free case consultation with a securities attorney.

Leave a Comment