Curtis Harris (CRD #: 2628896), a broker registered with Cambridge Investment Research in Dallas, Texas, has a disclosure on his record that alleges he misrepresented investments, according to his BrokerCheck record, accessed on January 27, 2021. Fore more details on Harris’s record of conduct as a broker, keep reading.
On December 3, 2020, an investor alleged that Curtis Harris misrepresented alternative investments and failed to disclose the risks. Alternative investments always come with a high degree of risk that should be disclosed to the investor. The investor is seeking $175,000; the dispute is pending.
On October 24, 2008, Curtis Harris voluntarily resigned from MML Investors following allegations that he engaged in unauthorized trading.
Curtis Harris has passed the Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, the Series 7 General Securities Representative Examination, and the Series 24 General Securities Principal Examination. He is a registered broker in 26 states and a registered investment adviser in Texas.
In addition to his registrations as a broker with Cambridge Investment Research and an investment adviser with Cambridge Investment Research Advisors, Harris has also worked for the following firms:
- HFG Advisors (CRD #: 110138)
- MML Investors Services (CRD #: 10409)
- GR Phelps (CRD #: 173)
If Curtis Harris was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email email@example.com for a free case consultation with a securities attorney.