Scott Barber (CRD #: 4822754), a Pennsylvania broker registered with Securities America, faces multiple investor allegations of unsuitable recommendations, according to his BrokerCheck record, accessed on December 31, 2020. 

On October 30, 2020, a client alleged that Scott Barber recommended unsuitable investments. The client is seeking $130,000; the dispute is pending.

On October 14, 2020, a client alleged that Scott Barber recommended unsuitable investments. The client is seeking $5,000; the dispute is pending.

On January 24, 2019, a client alleged that Barber misrepresented the features of a variable annuity that was purchased in 2018. The client sought $21,000; the dispute settled for $9,000.

Scott Barber has passed the Series 66 Uniform Combined State Law Examination, the Securities Industry Essentials Examination, and the Series 7 General Securities Representative Examination. He is a registered broker in 17 states and a registered investment adviser in Pennsylvania.

Barber has worked in the securities industry for 16 years. During that time, he has registered with the following seven firms:

  • Securities America (CRD #: 10205)
  • Securities America Advisors (CRD #: 110518)
  • Investacorp Advisory Services (CRD #: 109011)
  • Investacorp (CRD #: 7684)
  • Cetera Advisor (CRD #: 13572)
  • Cetera Advisor Networks (CRD #: 13572)
  • Allegheny Investments (CRD #: 7597)
  • Pruco Securities

If Scott Barber was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email info@fkesq.com for a free case consultation with a securities attorney.

Posted in Customer Complaint and tagged , ,

Leave a Comment