Scott Barber (CRD #: 4822754), a Pennsylvania broker registered with Securities America, faces multiple investor allegations of unsuitable recommendations, according to his BrokerCheck record, accessed on December 31, 2020.
On October 30, 2020, a client alleged that Scott Barber recommended unsuitable investments. The client is seeking $130,000; the dispute is pending.
On October 14, 2020, a client alleged that Scott Barber recommended unsuitable investments. The client is seeking $5,000; the dispute is pending.
On January 24, 2019, a client alleged that Barber misrepresented the features of a variable annuity that was purchased in 2018. The client sought $21,000; the dispute settled for $9,000.
Scott Barber has passed the Series 66 Uniform Combined State Law Examination, the Securities Industry Essentials Examination, and the Series 7 General Securities Representative Examination. He is a registered broker in 17 states and a registered investment adviser in Pennsylvania.
Barber has worked in the securities industry for 16 years. During that time, he has registered with the following seven firms:
- Securities America (CRD #: 10205)
- Securities America Advisors (CRD #: 110518)
- Investacorp Advisory Services (CRD #: 109011)
- Investacorp (CRD #: 7684)
- Cetera Advisor (CRD #: 13572)
- Cetera Advisor Networks (CRD #: 13572)
- Allegheny Investments (CRD #: 7597)
- Pruco Securities
If Scott Barber was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email email@example.com for a free case consultation with a securities attorney.