Glenn Werner (CRD #: 6118112), a broker registered with David Lerner Associates, is involved in an investor dispute over $250,000, according to his BrokerCheck record, accessed on January 5, 2021. This is his 5th disclosure.
On October 27, 2020, a client alleged that Werner had recommended unsuitable investments. The client further alleged that he misrepresented certain securities and breached his fiduciary duty. The client is seeking $250,000; the dispute is pending.
There area couple of disclosures on Werner’s record that are not investor disputes:
- On February 9, 2015, Glenn Werner was the subject of a civil judgement for $35,669.13.
- Werner has been the subject of four tax liens, which total $107,162.13.
Glenn Werner has passed the Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, and the Series 7 General Securities Representative Examination. He is a registered broker in Delaware, Florida, New Jersey, New York, South Carolina, Tennessee, and Virginia.
During his 7 years of experience, Werner has been registered with only one firm: David Lerner Associates (CRD #: 5397).
If Glenn Werner was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email firstname.lastname@example.org for a free case consultation with a securities attorney.