Feng Luo (CRD #: 5508192), a broker registered with Transamerica Financial Advisors, has a new investor dispute on her BrokerCheck record, accessed on January 8, 2020.

Broker, John Wallinger has TIC Complaint

On October 23, 2020, clients alleged that Feng Luo made misrepresentations and omitted facts during a sales presentation regarding unsuitable insurance products. The clients further alleged that Luo fraudulently submitted a forged application to amend the policy’s face account. An unsuitable insurance product might include something like a variable annuity, which comes with high risks and requires careful management to avoid high fees. The client is seeking $472,800; the dispute is pending.

Feng Luo has passed the Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, the Series 6 Investment Company Products / Variable Contracts Representative Examination, and the Series 26 Investment Company Products/ Variable Contract Principal Examination. She is a registered broker in Arizona, California, Colorado, Hawaii, Nevada, and Oregon.

During her decade of experience, Luo has registered at the following firms:

  • Transamerica Financial Advisors (CRD #: 16164)
  • World Group Securities (CRD #: 114473)

If Feng Luo was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email info@fkesq.com for a free case consultation with a securities attorney.

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