Tamber Proctor (CRD #: 4316378), a former investment adviser with Proctor Investments, has a settled dispute on his IAPD record, accessed on December 28, 2020. Proctor is also a previously registered broker. The details of his disclosure are provided below.
On May 26, 2017, a client alleged that Tamber Proctor executed unauthorized trades. The client sought $6,010; the dispute settled for $4,038.
Proctor has passed the Series 66 Uniform Combined State Law Examination, the Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, and the Series 7 General Securities Representative Examination. Proctor is a registered investment adviser in Alabama and Mississippi.
Proctor has 19 years of experience and has worked at the following five firms:
- Proctor Investments (CRD #: 300298)
- Securities America Advisors (CRD #: 110518)
- Securities America (CRD #: 10205)
- LPL Financial (CRD #: 6413)
- Edward Jones (CRD #: 250)
If Tamber Proctor was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email firstname.lastname@example.org for a free case consultation with a securities attorney.