Al Czerniewski (CRD #1675035), a broker registered with FSC Securities, is involved in an investor dispute regarding high-risk securities, according to his BrokerCheck record, accessed December 29, 2020.
On November 3, 2020, a client alleged that Al Czerniewski recommended the purchase of a high-risk limited partnership in a private security. The client is seeking $5,000; the dispute is pending.
Czerniewski has two other disclosures on his record. On February 13, 2020, a client alleged that Czerniewski misrepresented the 2016 purchase of a limited partnership in private securities. The client sought $5,000; the dispute was denied. Firms can deny investor disputes without entering into arbitration.
On April 13, 2015, a client alleged that the commission on her investment was not disclosed. The dispute was denied.
Al Czerniewski has passed the Series 65 Uniform Investment Adviser Law Examination, the Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, the Series 7 General Securities Representative Examination, the Series 6 Investment Company Products / Variable Contracts Representative Examination, the Series 51 Municipal Fund Securities Principal Examination, and the Series 24 General Securities Principal Examination. He is a registered broker in 27 states and an investment adviser in Missouri, Montana, Florida, Ohio, and Wisconsin.
- FSC Securities Corporation (CRD #: 7461)
- SII Investments (CRD #: 2225)
Al Czerniewski has 33 years of experience. During that time, he has worked for two firms.
If Al Czerniewski was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email email@example.com for a free case consultation with a securities attorney.