Marty Dickerson (CRD#: 1053338), a broker registered with Centaurus Financial, Inc., is facing allegations that he made an unauthorized trade, according to his BrokerCheck record, accessed on August 25, 2020. This disclosure is the latest of four disclosures on his record.
On July 14, 2020, a customer alleged that Marty Dickerson executed unauthorized trades in the customer’s account. This the dispute is pending.
On March 3, 2014, a customer alleged that Marty Dickerson violated Michigan’s State Securities Act, misrepresented certain securities, and made unsuitable investment recommendations. The client sought $97,983.70; the dispute was settled for $22,000.
On February 18, 2014, a client alleged that Marty Dickerson misrepresented certain securities, made unsuitable investment recommendations, and violated Michigan’s State Securities Act. The client sought $99,572.12; the dispute settled $18,000.
On May 2, 2003, a client alleged that Marty Dickerson purchased securities without authorization. The client also alleged that Mr. Dickerson transferred money without authorization. The client sought $7,700 and the dispute settled for $7,500.
Marty Dickerson has passed the Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, the Series 7 General Securities Representative Examination, the Series 6 Investment Company Products / Variable Contracts Representative Examination, the Series 24 General Securities Principal Examination, and the Series 26 Investment Company Products / Variable Contracts Principal Examination. He is a registered broker in California, Florida, and Michigan.
Marty Dickerson has worked in the securities industry for 35 years. During his career, he has worked at the following firms:
- Vestax Securities Corporation (CRD #: 10332)
- Dreher & Associates, Inc. (CRD # 8665)
- Independence One Brokerage Services, Inc (CRD #: 17529)
- FN Investment Center (CRD #: 19631)
- Mutual Service Corporation (CRD # 7361)
- Empire National Securities, Incorporated (CRD #: 305)
If Marty Dickerson was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email email@example.com for your free case consultation with a securities attorney.