Daniel Lerner

Daniel Lerner (CRD #: 1255769), a broker registered with David Lerner Associates Inc, is facing allegations of unsuitable investment recommendations, as well as allegations of misrepresentation and omission, according to his BrokerCheck record, accessed on August 26, 2020.

On July 2, 2020, a client alleged that Daniel Lerner made unsuitable investment recommendations, as well as misrepresented certain securities and omitted facts. The client is seeking $175,000; the dispute is pending.

On April 29, 2019, a client alleged that Mr. Lerner made unsuitable investment recommendations, misrepresented certain investments, and omitted facts. The dispute is pending.

On August 22, 2016, a client alleged that Daniel Lerner made misrepresentations from August 2015 to August 2016. The client sought $16,756; the dispute was denied.

Daniel Lerner has passed the Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, the Series 7 General Securities Representative Examination, the Series 52 Municipal Securities Representative Examination, and the Series 24 General Securities Principal Examination.

Daniel Lerner is a registered broker in Arizona, Arkansas, California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Maryland, Massachusetts, Mississippi, Montana, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, Texas, Utah, Vermont, Virginia, and Wisconsin.

In the course of his career, Daniel Lerner has worked at the following firms:

  • Prudential Securities Inc. (CRD #: 7471)
  • Charles Schwab & Co. Inc. (CRD #: 5393)
  • M.L. Stern & Co. Inc. (CRD #: 8327)
  • Bear, Stearns & Co. Inc. (CRD #: 79)
  • SSH Securities, Inc. (CRD #: 43593)
  • David Lerner Associates, Inc. (CRD #: 5397)

If Daniel Lerner was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email info@fkesq.com for your free case consultation with a securities attorney. 

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