Conrad Corcoran (CRD #: 1009857) is facing allegations that investment documents contained incorrect personal information for clients, according to his BrokerCheck record, accessed August 26, 2020. Mr. Corcoran is a registered investment adviser and a broker with Centaurus Financial Inc. Investors, take note: This latest allegation is not the only disclosure in Mr. Corcoran’s broker record.
On July 7, 2020, clients alleged that investment documents contained incorrect information as well as certain initials and signatures that were not theirs. In the Broker Comment section of his record, Mr. Corcoran stated, “The investments about which the customers complained were suitable and recommended based on the customer’s objectives…and were offered only after their review of all material documentation related to the investment.” Damages are not specified; the dispute is pending.
On February 7, 2020, a client alleged that Conrad Corcoran made unsuitable investment recommendations. The dispute was settled for $125,000.
On October 19, 1999, a client alleged that Conrad Corcoran violated Arizona securities law, and further alleged that Mr. Corcoran recommended government bonds that were no appropriate. The client requested $150,000 in damages; the dispute settled for $109,155 following arbitration.
Conrad Corcoran has passed the Series 66 Uniform Combined State Law Examination, the Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essential Examination, and the Series 7 General Securities Representative Examination. He is a registered broker and a registered investment adviser in Arizona.
Conrad Corcoran has also had registrations at the following firms:
- FFP Securities, Inc. (CRD #: 16337)
- First Associated Securities Group Inc. (CRD #: 20597)
- Consolidated Investment Services, Inc. (CRD 7929)
- Geneva Securities, Inc. (CRD #: 16178)
- Boucher Oehmeke & Quinn (CRD #: 17470)
- Wedbush, Noble, Cooke, Inc. (CRD #: 877)
- Prudential-Bache Securities Inc. (CRD #: 7471)
If Conrad Corcoran was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys at Fitapelli Kurta. Call (877) 238-4175 or email email@example.com for your free case consultation with a securities attorney.