Ron Hoyle (CRD #: 5754179), a broker registered with J.W. Cole Financial, is involved in a customer dispute over $400,000, according to his BrokerCheck record, accessed on December 7, 2020. There are two other regulatory disclosures on Mr. Hoyle’s record.
On October 5, 2020, a client alleged that Ron Hoyle misrepresented an investment. The client is seeking $400,000; the dispute is pending.
On November 5, 2014, Ron Hoyle entered into a Stipulation and Consent agreement with the Illinois Department of Insurance, following allegations that he signed an application, even though the application did not bear the name and signature of the soliciting producer, in violation of the Illinois insurance code. Mr. Hoyle consented to a civil fine of $1,000.
On June 5, 2007, Ron Hoyle entered into a Stipulation and Consent agreement with the Illinois Department of Insurance, consenting to a fine of $1,000.
Ron Hoyle has passed the Series 65 Uniform Investment Adviser Law Examination, the Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, and the Series 6 Investment Company Products / Variable Contracts Representative Examination. He is a registered broker in Arizona, California, Colorado, Florida, Illinois, Indiana, Iowa, Kansas, New Mexico, North Carolina, Texas, Washington, and Wisconsin. He is a registered investment adviser in Illinois and Texas.
During his 10 years in the securities industry, Ron Hoyle has worked at the following firms:
- Integrated Investment Systems (CRD #: 289296)
- Park Avenue Securities (CRD #: 46173)
- H. Beck (CRD #: 1763)
- Woodbury Financial Services (CRD #: 421)
If Ron Hoyle was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email email@example.com for a free case consultation with a securities attorney.