Jorge Sonville (CRD #: 2558540), a broker and an investment adviser registered with Merrill Lynch, Pierce, Fenner & Smith, is involved in a client dispute for $4,000,000, according to his BrokerCheck record, accessed on December 9, 2020. The details are provided below.
On September 29, 2020, a client alleged that Jorge Sonville had recommended unsuitable investments. The client is seeking $4,000,000; the dispute is pending.
On November 13, 1998, a client alleged that Mr. Sonville did not place a trade as instructed. The client sought $10,479.38; the dispute settled for $6,000.
Jorge Sonville has passed the Series 65 Uniform Investment Adviser Law Examination, the Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, and the Series 7 General Securities Representative Examination. Mr. Sonville is a registered broker in 37 states and a registered investment adviser in Florida and Texas.
During his 25 years of experience, Mr. Sonville has only worked for one firm: Merrill Lynch, Pierce, Fenner & Smith (CRD #: 7691).
If Jorge Sonville was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email firstname.lastname@example.org for a free case consultation with a securities attorney.