James Tammaro (CRD #: 1174412), a broker registered with TGP Securities, has a new investor dispute involving close to a million dollars, according to his BrokerCheck record, accessed on December 7, 2020.

On October 1, 2020, a client alleged that James Tammaro facilitated a series of loans from the client to Pebbles Digital Media. The client is seeking $940,000; the dispute is pending.

On November 4, 2014, James Tammaro was the subject of a tax lien for $296,281.48.

James Tammaro has passed the Series 65 Uniform Investment Adviser Law Examination, the Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, the Series 7 General Securities Representative Examination, the Series 24 General Securities Principal Examination, and the Series 8 General Securities Sales Supervisor Examination (Options Module & General Module). He is a registered broker in California, Connecticut, Florida, New Jersey, New York, and Oklahoma.

James Tammaro has 36 years of experience in the securities industry. During that time, he has worked at 6 firms.

  • TGP Securities (CRD #: 159008)
  • Pickwick Capital Partners (CRD #: 130672)
  • McKim Capital (CRD #: 103814)
  • HSBC Securities (CRD #: 19585)
  • Blaylock & Partners (CRD #: 35669)
  • Merrill Lynch, Pierce, Fenner & Smith (CRD #: 7691)

If James Tammaro was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email info@fkesq.com for a free case consultation with a securities attorney.

Leave a Comment