Gary Isler (CRD #: 1514385), a broker registered with David Lerner Associates, is facing client allegations of fraud, according to his BrokerCheck record, accessed on December 7, 2020. This is his fourth client complaint regarding an unsuitable investment recommendation.
On October 6, 2020, a client alleged that Gary Isler misrepresented certain unsuitable investment opportunities. The client further alleged fraud in connection with a Spirit of America Energy Fund security. The dispute is pending.
On January 16, 2018, a client alleged that Mr. Isler made an unsuitable investment recommendation, misrepresented a security, and omitted material facts. The client sought $350,000; the dispute settled for $15,862.50.
On October 21, 2016, a client alleged that Mr. Isler made unsuitable investment recommendation. The client sought $340,000; the dispute settled for $20,000.
On October 30, 2015, a client alleged that Gary Isler misrepresented a security and made and unsuitable investment recommendation. The client sought $162,407,95; the dispute entered arbitration and the client was awarded $20,179.74.
Gary Isler has passed the Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, the Series 7 General Securities Representative Examination, and the Series 6 Investment Company Products/ Variable Contracts Representative Examination. Mr. Isler is a registered broker in California, Colorado, Connecticut, Delaware, Florida, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, and Virginia.
During his 34 years in the securities industry, Gary Isler has worked at the following firms:
- David Lerner Associates (CRD #: 5397)
- The Dreyfus Service Corporation (CRD #: 231)
- Municipal Investors Service (CRD #: 7202)
If Gary Isler was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email email@example.com for a free case consultation with a securities attorney.