Burton Halpert (CRD #: 234619), a broker registered with Morgan Stanley, has a new client dispute regarding unsuitability, according to his BrokerCheck record, accessed on December 7, 2020. This is Mr. Halpert’s 4th investor dispute.
On September 29, 2020, a client alleged that Burton Halpert made unsuitable investment recommendations. The clients are seeking $1,000,000; the dispute is pending.
On November 11, 2016, a client alleged that Mr. Halpert misrepresented a stock. The client sought $59,149, but the complaint was denied by the firm.
On October 1, 2009, a client alleged that Burton Halpert made misrepresentations. The client sought $77,726.22; the dispute settled for $58,294.
On April 18, 2001, a client alleged that Mr. Halpert purchased securities that were not consistent with his investment objective. The client sought $150,000; the dispute settled for $40,000.
Burton Halpert has passed the Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, the PC AMEX Put and Call Exam, the Series 1 Registered Representative Examination, and the Series 8 General Securities Sales Supervisor Examination (Options Module & General Module). Mr. Halpert is a registered broker in 22 states and a registered investment adviser in Maryland and Texas.
Burton Halpert has 49 years of experience. In his nearly 50 years of experience, he has worked at the following firms:
- Citigroup Global Markets (CRD #: 7059)
- Deutsche Bank Securities (CRD #: 2525)
- DB Alex Brown (CRD #: 17790)
- Alex Brown & Sons (CRD #: 20)
- Baker Watts & Co. (CRD #: 68)
If Burton Halpert was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email firstname.lastname@example.org for a free case consultation with a securities attorney.