Rob Luley (CRD #: 4176139), a broker registered with Pruco Securities, is involved in yet another investor dispute, according to his BrokerCheck record, accessed on December 1, 2020. At the time of publication, he has 5 pending investor disputes.

Thomas Eades

On October 13, 2020, a client alleged that Rob Luley recommended an unsuitable GPB Automotive security. The client is seeking $100,000; the dispute is pending.

On August 17, 2020, a client alleged that Rob Luley recommended that a client purchase a GPB Automotive security. GPB Automotive and GPB Capital have been the subject of multiple SEC investigations and some investors have successfully recovered money. The client is seeking $75,000; the dispute is pending.

On July 20, 2020, a client alleged that Mr. Luley made an unsuitable investment recommendation. The client is seeking $70,000; the dispute is pending.

On July 11, 2020, clients alleged that Rob Luley failed to conduct due diligence and made unsuitable investment recommendations. They further alleged that he misrepresented certain alternative investments. The clients are seeking $250,000; the dispute is pending.

On April 22, 2020, clients alleged that Mr. Luley failed to conduct due diligence and recommended unsuitable investments. The dispute is pending.

Rob Luley has passed the Series 65 Uniform Investment Adviser Law Examination, the Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, the Series 7 General Securities Representative Examination, and the Series 6 Investment Company Products/ Variable Contracts Representative Examination. He is a registered broker in North Carolina and South Carolina. He is also a registered investment adviser South Carolina.

In addition to Pruco Securities, Rob Luley has worked at the following firms:

  • Madison Avenue Securities (CRD #: 23224)
  • Allstate Financial Advisors (CRD #: 109524)
  • Park Avenue Securities (CRD #: 18272)
  • NFP Securities (CRD #: 46173)
  • Securities America (CRD #: 10205)
  • Park Avenue Securities (CRD #: 46173)
  • PFS Investments Inc. (CRD #: 10111)

If Rob Luley was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email info@fkesq.com for a free case consultation with a securities attorney.

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