Chuck Bigbie (CRD #: 1158301), a broker registered with Geneos Wealth Management, is involved in a client dispute involving unsuitable investment recommendations, according to his BrokerCheck record, accessed on November 30, 2020. Investors who want more details on his conduct as a broker should keep reading.

On October 14, 2020, clients alleged that Chuck Bigbie misrepresented certain securities. The clients are seeking $100,000.01; the dispute is pending.

On September 24, 2013, a client alleged that Mr. Bigbie misrepresented the features of a non-traded REIT. Non-traded REITs are especially risky investments. The client sought $50,000, but the dispute was denied by the firm. Firms can deny a dispute without adjudication, and this does not necessarily mean that a client’s claim was without merit.

Chuck Bigbie has passed the Series 65 Uniform Investment Adviser Law Examination, the Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, the Series 7 General Securities Representative Examination, and the Series 24 General Securities Principal Examination. He is a registered broker in 21 states and a registered investment adviser in Oklahoma and Texas.

Chuck Bigbie has worked in the securities industry for over three decades. During that time, Mr. Bigbie has worked at the following firms:

  • Multi-Financial Securities Corporation (CRD #: 10299)
  • New England Securities (CRD #: 615)

If Chuck Bigbie was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email info@fkesq.com for a free case consultation with a securities attorney.

Leave a Comment