Angelo Kafkes (CRD #: 1785738), a broker registered with Wells Fargo Advisors Financial Network, is involved in a client dispute regarding unsuitable investments, according to his BrokerCheck record, accessed on December 1, 2020. Investors should note that this is not the only disclosure on Mr. Kafkes’ record.
On September 10, 2020, a client alleged that Angelo Kafkes made unsuitable investment recommendations. The client is seeking $100,000; the dispute is pending.
On June 9, 2003, a client alleged that Angelo Kafkes recommended an unsuitable variable annuity. The client sought $280,000; the dispute settled for $34,000.
Angelo Kafkes has passed the Series 65 Uniform Investment Adviser Law Examination, the Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, the Series 7 General Securities Representative Examination, and the Series 8 General Securities Sales Supervisor Examination (Options Module & General Module). He is a registered broker in 25 states and a registered investment adviser in Illinois.
During his 31 years of experience, Mr. Kafkes has worked at the following three firms:
- Olde Discount Corporation (CRD #: 5979)
- Mesirow Investment Services (CRD #: 15113)
- R A F Financial Corporation (CRD #: 1398)
If Angelo Kafkes was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email email@example.com for a free case consultation with a securities attorney.