Damian Bell (CRD #: 2348521), a broker registered with International Assets Advisory, is involved in a new client dispute, according to his BrokerCheck record, accessed on November 23, 2020. There are several other disclosures on Mr. Bell’s record that investors should note.
On October 21, 2020, a client alleged that Damian Bell had breached his contract and violated state securities statutes. The client is seeking $500,000; the dispute is pending.
On January 19, 2017, clients alleged that Mr. Bell failed to conduct reasonable due diligence, made material misrepresentations, and failed to disclose material facts. The client sought $1,100,000; the dispute ended in an arbitration award for $5,054,000.
On March 14, 2016, clients alleged that Damian Bell alleged various failures including failure to conduct a reasonable investigation into a security. They further alleged that Mr. Bell made misrepresentations and recommended unsuitable securities. The clients sought $2,780,000; the dispute settled for $250,000.
On October 17, 2006, a client alleged that Damian Bell made unsuitable recommendations and failed to disclose fees. The client sought $292,000; the dispute settled for $40,000.
Damian Bell has passed the Series 65 Uniform Investment Adviser Law Examination, the Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, the Series 7 General Securities Representative Examination, and the Series 24 General Securities Principal Examination. He is a registered broker in Alabama, Arkansas, Florida, Georgia, Kansas, Louisiana, Minnesota, Mississippi, New Mexico, North Carolina, South Carolina, Tennessee, Texas, Virginia, Washington, Wisconsin, and Wyoming.
Damian Bell has worked as a registered investment advisor or broker at the following firms:
- International Assets Investment Management (CRD #: 144426)
- WFG Advisors LP (CRD #: 125073)
- WFG Investment s Inc. (CRD #: 22704)
- Rockbridge Asset Management LLC (CRD #: 134810)
- Gunnallen Financial Inc. (CRD #: 17609)
- Wachovia Securities Financial Network, LLC (CRD #: 11025)
- Captrust Financial Advisors (CRD #: 41727)
- Merrill Lynch, Pierce, Fenner & Smith (CRD #: 7691)
- Prudential Securities Incorporated (CRD #: 7471)
If Damian Bell was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email firstname.lastname@example.org for your free case consultation with a securities attorney.