Charles Giordano (CRD #: 2124257), a New York broker with Fordham Financial Management, has been named in a class-action lawsuit, according to his BrokerCheck report, accessed on October 28, 2020. If any investors are concerned about their investments with Mr. Giordano, read on.

On September 8, 2020, a client alleged Charles Giordano, as well as Fordham Financial Management and Six Diamonds Resorts International (SDRI), violated federal securities laws. The client alleged that these violations included common law fraud as well as the Racketeer Influenced and Corrupt Organizations (RICO) Act.

Charles Giordano has passed the Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, the Series 7 General Securities Representative Examination, and the Series 24 General Securities Principal Examination. Mr. Giordano is a registered broker in all 50 states as well as the US Virgin Islands and Puerto Rico.

In his 29 years in the securities industry, Charles Giordano has worked at the following firms:

  • Lew Lieberbaum & Co (CRD #: 17341)
  • Berkeley Securities Corporation (CRD #: 8397)
  • Commonwealth Associates (CRD #: 20833)

If Charles Giordano was your broker and you have questions about your investments don’t hesitate to contact the securities attorneys at Fitapelli Kurta. Call (877) 238-4175 or email info@fkesq.com for a free case consultation with a securities attorney.

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