Brian Manning (CRD #: 1561116), a New Jersey broker and investment adviser registered with Morgan Stanley, is involved in a customer dispute, according to his BrokerCheck record, accessed on October 29, 2020. For more information about his record as a broker, keep reading.
On September 2, 2020, a client alleged that Mr. Manning made unsuitable investment recommendations of energy and mining securities, between February 2014 and August 2016. The client is seeking $320,695.25; the dispute is pending.
Brian Manning has passed the Series 65 Uniform Investment Adviser Law Examination, the Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, Series 31 Futures Managed Funds Examination, the Series 7 General Securities Representative Examination, the Series 10 General Securities Sales Supervisor – General Module Examination, and the Series 9 General Securities Sales Supervisor – Options Module Examination. He is a registered broker in Alaska, California, Colorado, Connecticut, Florida, Georgia, Hawaii, Illinois, Iowa, Maryland, Massachusetts, Michigan, Missouri, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Utah, and Virginia.
During his 33 years in the securities industry, Mr. Manning has worked at the following firms:
- Merrill Lynch, Pierce, Fenner & Smith (CRD #: 7691)
- A.G. Edwards & Sons (CRD #: 4)
- Fleet Enterprises, Inc. (CRD #: 17434)
- Royal Alliance Associates (CRD #: 23131)
- Chubb Securities Corporation (CRD #: 3870)
- Integrated Resources Equity (CRD #: 6403)
- First of Philadelphia (CRD #: 16201)
- American Eagle Securities (CRD #: 12973)
If Brian Manning was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys at Fitapelli Kurta. Call (877) 238-4175 or email email@example.com for a free case consultation with a securities attorney.