Jeffrey Burton (CRD #: 2366552), a broker and an investment adviser registered with Wells Fargo Advisors Financial Network, is the subject of multiple customer complaints. according to his BrokerCheck record, accessed August 24, 2020.
On May 24, 2020, a client alleged that Jeffrey Burton did not follow instructions. The dispute is pending.
On November 27, 2018, a client alleged that Jeffrey Burton made unsuitable investment recommendations that generated excessive fees. The dispute settled for $1,550,000.
There are four disclosures on Jeffrey Burton’s record regarding allegations that he failed to provide adequate supervision. These allegations were collectively resolved for $873,500.
On February 7, 1996, Jeffrey Burton was permitted to resign from his position at Merrill Lynch, Pierce, Fenner & Smith Incorporated, following unspecified allegations.
Jeffery Burton has passed the Series 66 Uniform Combined State Law Examination, the Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, the Series 3 National Commodity Futures Examination, the Series 7 General Securities Representative Examination, the Series 9 General Securities Sales Supervisor – Options Module Examination, and the Series 10 General Securities Sales Supervisor – General Module Examination. He is a registered broker in Alaska, Arizona, California, Delaware, D.C., Florida, Georgia, Illinois, Indiana, Kentucky, Maryland, Massachusetts, Minnesota, Missouri, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, and Washington. He is also a registered investment advisor in South Carolina and Texas.
During his 27-year career, Jeffrey Burton has worked at the following firms:
- UBS Financial Services Incorporated (CRD #: 8174)
- Morgan Keegan & Company, Incorporated (CRD #: 4161)
- Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD #: 7691)
If Jeffrey Burton was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email email@example.com for your free case consultation with a securities attorney.