Jeff Dillman (CRD#: 2515858), a registered representative with Trustmont Financial Group, Inc. (CRD#: 18312) and a Registered Investment Adviser (RIA) with Money Management Advisory, Inc. (CRD#: 14983) in Feasterville, Pennsylvania, is currently involved in an investor dispute over suitability, according to his BrokerCheck record accessed on July 28, 2020. What happened to lead to this dispute? Read on to learn more. 
Jeff Dillman
On June 2, 2020, a client filed an investor complaint against Jeff Dillman. The client alleges that he recommended unsuitable investment products, committed common law fraud, breached his fiduciary duty, engaged in unjust enrichment, engaged in failure to supervise, and violated the Pennsylvania Unfair Trade Practices and Consumer Protection Law. the activity in question occurred from 2012 to 2017. The client is seeking $375,717 in damages. The matter is pending. Jeff Dillman’s colleague, Dave Mock, is involved in the same dispute. 
Jeff Dilmman has passed the Series 65 – Uniform Investment Adviser Law Examination, the Series 63 – Uniform Securities Agent State Law Examination, the SIE – Securities Industry Essentials Examination, the Series 6 – Investment Company Products/Variable Contracts Representative Examination, and the Series 26 – Investment Company Products/Variable Contracts Principal Examination. He is a Registered Investment Adviser (RIA) in Maryland. He is a broker and RIA in New Jersey and Pennsylvania. He is also licensed to sell securities in Delaware, Florida, and North Carolina. 
Jeff Dillman has worked in the securities industry for nearly 25 years. Over his 24-year career, in addition to his current role as a registered representative with Trustmont Financial Group, Inc. (CRD#: 18312) and a Registered Investment Adviser (RIA) with Money Management Advisory, Inc. (CRD#: 14983) in Feasterville, Pennsylvania, he has also worked for Wall Street Access (CRD#: 10012).
If Jeff Dillman was your broker or investment adviser and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta to learn more about your options for investment loss recovery. Call (877) 238-4175 or email info@fkesq.com for your free case consultation with a securities attorney.