Andrew Perri (CRD#: 2801727), a Registered Investment Adviser (RIA) with Pinnacle Wealth Management, Inc. (CRD#: 166853) in Brighton, Michigan, is currently involved in an investor dispute, according to his Investment Adviser Public Disclosure (IAPD) record accessed on July 28, 2020. What happened to lead to this investor dispute? Read on to learn more. Andrew Perri
On June 22, 2020, a client filed an investor complaint against Andrew Perri. The client alleges that the broker recommended unsuitable investments and misrepresented these investments. The client purchased the investments in 2015. The client further alleges that the firm failed to supervise the actions of Andrew Perri and failed to conduct due diligence. Andrew Perri’s colleague, Mark Wojno, is also involved in this dispute. 
This is not the only disclosure on Andrew Perri’s IAPD record. On November 14, 2007, he was discharged from Sigma Financial Corporation. He was terminated for failing to comply with firm sales submission procedures.
Andrew Perri has passed the Series 65 – Uniform Investment Adviser Law Examination, the Series 63 – Uniform Securities Agent State Law Examination, the SIE – Securities Industry Essentials Examination, the Series 62 – Corporate Securities Limited Representative Examination, the Series 22 – Direct Participation Programs Representative Examination, and the Series 6 – Investment Company Products/Variable Contracts Representative Examination. He is a Registered Investment Adviser in Florida, Michigan, and Texas. 
Over his 23-year career in the securities industry, Andrew Perri has worked for eight firms. In addition to  Pinnacle Wealth Management, Inc. (CRD#: 166853) in Brighton, Michigan, he has also worked for:

  • Berthel Fisher & Company Financial Services, Inc. (CRD#: 13609) — investment adviser and broker-dealer
  • Sigma Financial Corporation (CRD#: 14303)
  • Legacy Financial Services, Inc. (CRD#: 38697)
  • FSC Securities Corporation (CRD#: 7461)
  • Locust Street Securities, Inc. (CRD#: 1703)
  • EQ Financial Consultants, Inc. (CRD#: 6627)
  • The Equitable Life Assurance Society of the United States (CRD#: 4039)

If Andrew Perri was your broker or investment adviser and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta to learn more about your options for investment loss recovery. Call (877) 238-4175 or email info@fkesq.com for a free case consultation with a securities attorney. 

Andrew Perri (CRD#: 2801727), a Registered Investment Adviser (RIA) with Pinnacle Wealth Management, Inc. (CRD#: 166853) in Brighton, Michigan, is currently involved in an investor dispute, according to his Investment Adviser Public Disclosure (IAPD) record accessed on July 28, 2020. What happened to lead to this investor dispute? Read on to learn more. Andrew Perri
On June 22, 2020, a client filed an investor complaint against Andrew Perri. The client alleges that the broker recommended unsuitable investments and misrepresented these investments. The client purchased the investments in 2015. The client further alleges that the firm failed to supervise the actions of Andrew Perri and failed to conduct due diligence. Andrew Perri’s colleague, Mark Wojno, is also involved in this dispute. 
This is not the only disclosure on Andrew Perri’s IAPD record. On November 14, 2007, he was discharged from Sigma Financial Corporation. He was terminated for failing to comply with firm sales submission procedures.
Andrew Perri has passed the Series 65 – Uniform Investment Adviser Law Examination, the Series 63 – Uniform Securities Agent State Law Examination, the SIE – Securities Industry Essentials Examination, the Series 62 – Corporate Securities Limited Representative Examination, the Series 22 – Direct Participation Programs Representative Examination, and the Series 6 – Investment Company Products/Variable Contracts Representative Examination. He is a Registered Investment Adviser in Florida, Michigan, and Texas. 
Over his 23-year career in the securities industry, Andrew Perri has worked for eight firms. In addition to  Pinnacle Wealth Management, Inc. (CRD#: 166853) in Brighton, Michigan, he has also worked for:

  • Berthel Fisher & Company Financial Services, Inc. (CRD#: 13609) — investment adviser and broker-dealer
  • Sigma Financial Corporation (CRD#: 14303)
  • Legacy Financial Services, Inc. (CRD#: 38697)
  • FSC Securities Corporation (CRD#: 7461)
  • Locust Street Securities, Inc. (CRD#: 1703)
  • EQ Financial Consultants, Inc. (CRD#: 6627)
  • The Equitable Life Assurance Society of the United States (CRD#: 4039)

If Andrew Perri was your broker or investment adviser and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta to learn more about your options for investment loss recovery. Call (877) 238-4175 or email info@fkesq.com for a free case consultation with a securities attorney.