Mark Perry (CRD#: 2197284), a former registered representative with Brokers International Financial Services LLC (CRD#: 139627), is currently involved in two pending customer disputes totaling nearly $1.75 million, according to his BrokerCheck record accessed on March 17, 2020.
On December 6, 2019, a customer alleged that Mark Perry failed to supervise an insurance agent who allegedly misappropriated $1.3 million. The client is seeking $1,342,483.20 in damages. On March 2, 2020, Mark Perry became involved in a second dispute. A client alleged that Mark Perry failed to supervise an insurance agent who allegedly misappropriated $1.1 million, of which $450,000 is still unaccounted for. The client is seeking $450,719.25 in damages.
Mark Perry is not currently registered as a broker. He previously worked as a broker with Brokers International Financial Services LLC (CRD#: 139627). In addition, he has also worked for the following broker-dealers over his 23-year career in the securities industry:
- AXA Advisors LLC (CRD#: 6627)
- Next Financial Group, Inc. (CRD#: 46214)
- Pruco Securities LLC (CRD#: 5685)
- The Prudential Insurance Company of America (CRD#: 680)
He has passed the Series 65 – Uniform Investment Adviser Law Examination, the Series 63 – Uniform Securities Agent State Law Examination, the SIE – Securities Industry Essentials Examination, the Series 7 – General Securities Representative Examination, the Series 6 – Investment Company Products/Variable Contracts Representative Examination, the Series 51 – Municipal Fund Securities Principal Examination, and the Series 26 – Investment Company Products/Variable Contracts Principal Examination.
If Mark Perry was your broker and you have concerns about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta to learn about your options for recovery. Call (877) 238-4175 or email firstname.lastname@example.org for your free case consultation.