Jeff Miller (CRD#: 5393445), a registered representative with American Portfolios Financial Services, Inc. (CRD#: 18487) in Fairfield, New Jersey, is currently involved in a customer dispute over misrepresentation and suitability, according to his BrokerCheck record accessed on February 28, 2020.
What happened to lead to this customer complaint against Jeff Miller? On December 23, 2019, clients alleged that Jeff Miller recommended unsuitable investments and misrepresented investments. The clients further allege that Jeff Miller breached his fiduciary duty and breached his contract. They also allege that Jeff Miller’s brokerage firm, First Allied Securities, failed to supervise him. The clients are seeking $125,000 in damages.
This is not the only disclosure on Jeff Miller’s BrokerCheck record. On July 18, 2016, he was permitted to resign from First Allied Securities. What happened to lead to Jeff Miller’s resignation from his position as a broker at First Allied Securities? According to his BrokerCheck, Jeff Miller was a joint registered representative on an account in which another registered representative permitted a non-registered assistant to reuse client signatures and alter documents.
Jeff Miller is licensed to sell securities in Arizona, Connecticut, Delaware, Florida, Nevada, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, and Virginia. He has passed the Series 63 – Uniform Securities Agent State Law Examination, the SIE – Securities Industry Essentials Examination, and the Series 7 – General Securities Representative Examination.
Jeff Miller has 11 years of experience in the securities industry. He has worked for three broker-dealers. In addition to his current role at American Portfolios Financial Services, Inc. (CRD#: 18487), he has also worked for:
- First Allied Securities, Inc. (CRD#: 32444)
- SII Investments, Inc. (CRD#: 2225)
If Jeff Miller was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta to learn about your options for recovery. Call (877) 238-4175 or email firstname.lastname@example.org for your free case consultation.