Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on march 1, 2019 indicate that New York-based broker Michael Fasciglione has received numerous resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Fasciglione (CRD# 1806486).
Michael Fasciglione has spent 30 years in the securities industry and is currently registered as a broker in Bayside, New York. His past registrations include National Securities Corporation in Mineola, New York (2007-2017); First Montauk Securities in Port Washington, New York (2004-2007); Oppenheimer & Company in New York, New York (2002-2004); Josephthal & Company in New York, New York (1998-2002); Continental Broker-Dealer Corporation in Carle Place, New York (1991-1998); Chatfield Dean & Company in Greenwood Village, New York (1990-1991); and the Stuart-James Company in Denver, Colorado (1990). He has passed five securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on November 1, 1998; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; Series 7 (General Securities Representative Examination), which he obtained on October 15, 1988; Series 8 (General Securities Sales Supervisor Examination [Options Module & General Module]), which he obtained on April 2, 1999; and Series 24 (General Securities Principal Examination), which he obtained on November 9, 1993. He is a registered broker with six US states: California, Connecticut, Maryland, Minnesota, New York, and Pennsylvania.
According to his BrokerCheck report, he has received nine customer complaints and three pending customer complains.
In December 2018 a customer alleged Michael Fasciglione, while employed at National Securities Corporation, recommended unsuitable investments and breached his fiduciary duty in connection to an investment in real estate securities. The customer is seeking $467,000 in damages in the pending complaint.
In November 2018 a customer alleged Michael Fasciglione, while employed at National Securities Corporation, recommended an unsuitable real estate investment. The customer is seeking $12,703 in damages in the pending complaint.
In 2017 2018 a customer alleged Michael Fasciglione, while employed at National Securities Corporation, breached his fiduciary duty, acted negligently, and recommended an unsuitable alternative investment. The customer is seeking more than $432,000 in damages in the pending complaint.
In 2014 a customer alleged he, while employed at National Securities, recommended unsuitable securities, breached his fiduciary duty, breached contract, was negligent in his duties. The complaint settled for $525,000.
If you have lost money investing with Michael Fasciglione, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.