Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 22, 2019 indicate that Arizona-based Wells Fargo Clearing Services broker/adviser Bryan Benson has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Benson (CRD# 807506).
Bryan Benson has spent 43 years in the securities industry and has been registered with Wells Fargo Clearing Services in Tucson, Arizona since 2007. Previous registrations include RBC Dain Rauscher in Tucson, Arizona (1998-2007); Dain Rauscher (1998); Rauscher Pierce Refsnes in Dallas, Texas (1992-1998); Sutro & Company in San Francisco, California (1988-1992); Tucker Anthony & Company in Boston, Massachusetts (1983-1988); Dean Witter Reynolds (1978-1984); and Dean Witter & Company (1975-1978). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on July 18, 2006; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on October 18, 1988; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; PC (AMEX Put and Call Exam), which he obtained on February 6, 1979; and Series 7 (General Securities Representative Examination), which he obtained on April 19, 1975. He is a registered broker and investment adviser with eight US states: Arizona, California, Illinois, Indiana, Michigan, New York, Utah, and Washington. He is registered with five self-regulatory organizations (SROs): FINRA, NYSE American LLC, Nasdaq PHLX LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.
In January 2019 a customer alleged Bryan Benson, while employed at Wells Fargo Clearing Services, made unsuitable investments in common and preferred stock beginning in 2011. The customer is seeking $218,257 in damages in the pending complaint.
In 2017 a customer alleged Bryan Benson, while employed at Wells Fargo Advisors, recommended unsuitable investments in direct participation programs and limited partnership interests. The complaint settled for $415,000.
If you or someone you know has lost money investing with Bryan Benson, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.