Dexter ThomasPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 13, 2018 indicate that former Texas-based United Planners’ Financial Services of America broker/adviser Dexter Thomas has received numerous resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Thomas (CRD# 1074222).

Dexter Thomas spent 35 years in the securities industry and was most recently registered with United Planners’ Financial Services of America in Dallas, Texas (2017-2018). Previous registrations include LPL Financial in Dallas, Texas (2017); National Planning Corporation in Dallas, Texas (2006-2017); Invest Financial Corporation in Dallas, Texas (2006); AIG Financial Advisors in Dallas, Texas (2005-2006); SunAmerica Securities in Phoenix, Arizona (1989-2005); Southmark Financial Services (1988-1989); and Waddell & Reed (1983-1988). He passed six securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on May 28, 1999; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on June 30, 1983; Series 7 (General Securities Representative Examination), which he obtained on January 21, 1992; Series 22 (Direct Participation Programs Representative Examination), which he obtained on November 7, 1983; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on June 13, 1983; and Series 24 (General Securities Principal Examination), which he obtained on March 26, 1992. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received two customer complaints and 13 pending customer complaints.

In August 2018 a customer alleged Dexter Thomas, while employed at National Planning Corporation, did not return all of certain funds that he was given as a private loan or investment undisclosed to or approved by the firm. The customer is seeking $450,000 in damages in the pending complaint.

In August 2018 a customer alleged Dexter Thomas, while employed at National Planning Corporation, failed to return the total sum of funds which he was given as a private loan or investment that was neither disclosed to nor approved by the firm. The customer is seeking $200,000 in damages in the pending complaint.

In July 2018 a customer alleged Dexter Thomas, while employed at National Planning Corporation, didn’t return funds given in a private loan or investment. The customer is seeking $8,100,000 in damages in the pending complaint.

In 2012 a customer alleged he, while employed at National Planning Corporation, recommended unsuitable investments, breached his fiduciary duty, failed to protect assets, and was negligent in his supervisory duties in connection to a variable annuity investment. The complaint settled for $30,000.

If you have lost money investing with Dexter Thomas, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.