Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 25, 2018 indicate that Maine and Massachusetts-based MS Howells & Company broker Nordo Nissi has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Nissi (CRD# 1666385).
Nordo Nissi has spent 23 years in the securities industry and has been registered with MS Howells & Company in York, Maine and Groton, Massachusetts since May 2018. Previous registrations include Morgan Stanley in Boston, Massachusetts (2009-2018); Morgan Stanley & Company in Boston, Massachusetts (2007-2009); Morgan Stanley DW in Boston, Massachusetts (2004-2007); Wachovia Securities in St. Louis, Missouri (2003-2004); Prudential Securities in New York, New York (2001-2003); American Express Financial Advisors in Minneapolis, Minnesota (1999-2001); IDS Life Insurance Company in Minneapolis, Minnesota (1999-2001); Spear Leeds & Kellogg in New York, New York (1996-1998); RW Pressprich & Company in New York, New York (1995-1996); and Carroll McEntee & McGinley (1987-1988). He has passed seven securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on May 21, 2001; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 14, 1995; Series 31 (Futures Managed Funds Examination), which he obtained on August 5, 2005; Series 7 (General Securities Representative Examination), which he obtained on July 5, 1995; Series 53 (Municipal Securities Principal Examination), which he obtained on August 13, 1998; Series 24 (General Securities Principal Examination), which he obtained on July 16, 1998; and Series 8 (General Securities Sales Supervisor Examination [Options Module & General Module]), which he obtained on June 24, 1998. He is a registered broker with three US states: California, Pennsylvania, and Rhode Island.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint, and he recently resigned from a former employer in connection to alleged rule violations.
In April 2018 a customer alleged Nordo Nissi, while employed at Morgan Stanley Smith Barney, recommended unsuitable variable annuity investments. The customer is seeking unspecified damages in the pending complaint.
In April 2018 he voluntarily resigned from his position at Morgan Stanley Wealth Management following allegations he failed to disclose and receive approval for his involvement with “an outside registered investment advisor.”
In 2009 a customer alleged Nordo Nissi, while employed at Morgan Stanley Smith Barney, executed unauthorized trades. The customer sought $12,000 in damages in the complaint, which was denied.
In 2004 a customer alleged Nordo Nissi, while employed at Wachovia Securities, sold GE stocks despite his instructions not to sell. The complaint settled with the reinstatement of the positions for $3,003.41.
If you or someone you know has lost money investing with Nordo Nissi, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.