Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 30, 2018 indicate that former New Jersey-based Oppenheimer & Company broker/adviser Paul Dangelo was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Dangelo (CRD# 1837472).
Paul Dangelo has spent 28 years in the securities industry and has been registered with Oppenheimer & Company in Saddle Brook, New Jersey since 2015. Previous registrations include Wells Fargo Advisors in New City, New York (2005-2015); Morgan Stanley DW in Purchase, New York (1999-2005); Painewebber in Weehawken, New Jersey (1994-1999); David Lerner Associates in Syosset, New York (1990-1994); American Express Financial Advisors in Minneapolis, Minnesota (1990); IDS Life Insurance Company in Minneapolis, Minnesota (1990); and Painewebber, Incorporated in Weehawken, New Jersey (1988-1990). He has passed two securities industry examinations is currently not registered with any state or firm.
According to his BrokerCheck report, he was recently discharged from his former employer and has received two customer complaints.
In March 2018 he was terminated from his position at Oppenheimer & Company following allegations he failed to inform the firm about a regulatory inquiry.
In 2015 voluntarily resigned from his position at Wells Fargo Advisors following allegations he executed unauthorized transactions in a customer account.
In 2009 a customer alleged Paul Dangelo, while employed at Wachovia Securities, churned the account and recommended unsuitable products. The complaint settled for $80,000.
In 1999 a customer alleged Paul Dangelo, while employed at UBS Painewebber, recommended unsuitable investments, allocated assets unsuitably, mishandled the account, and churned investments. The complaint settled for $45,000.
If you have lost money investing with Paul Dangelo, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.