Mariondy FernandezPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 30, 2018 indicate that former Massachusetts-based Santander Securities broker/adviser Mariondy Fernandez has been involved in resolved or pending customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Fernandez (CRD# 2391134).

Mariondy Fernandez has spent 14 years in the securities industry and was most recently registered with Santander Securities in Dorchester, Massachusetts (2009-2016). Previous registrations include Santander Securities in Corozal, Puerto Rico (2005-2009); Wachovia Securities in St. Louis, Missouri (2003-2005); and Prudential Securities in New York, New York (2001-2003). He has passed one securities industry examination: Series 7 (General Securities Representative Examination), which he obtained on May 25, 2001. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received six customer complaints and 13 pending customer complaints.

In March 2018 a customer alleged Mariondy Fernandez, while employed at Santander Securities, breached his fiduciary duty, breached contract, acted negligently, and failed in his supervisory duties in connection to investments in Puerto Rico bonds and bond funds. The customer is seeking between $1,000,000 and $5,000,000 in damages in the pending complaint, in which Mr. Fernandez is not a named respondent.

In December 2017 a customer alleged Mariondy Fernandez, while employed at Santander Securities, over-concentrated the account, breached his fiduciary duty, committed fraud, failed in his supervisory duties, and violated securities laws and rules. The customer is seeking $1,910,000 in damages in the pending complaint, in which Mr. Fernandez is not a named respondent.

In 2017 a customer alleged Mariondy Fernandez, while employed at Santander Securities, recommended unsuitable investments, over-concentrated investments in the account, breached his fiduciary duty, breached the covenants of good faith and fair dealing, acted negligently, breached contract, failed in his supervisory duties, and violated rules and regulations for the financial protection of the elderly or handicapped in connection to investments in Puerto Rico closed-end funds. The complaint, in which he was not a named respondent, settled for $11,000.

In 2015 a customer alleged he, while employed at Santander Securities, breached contract, breached his fiduciary duty, and was negligent in his supervisory duties. The complaint, in which he was not a named respondent, settled for $1,150,000.

In 2014 a customer alleged he, while employed at Santander Securities, breached his fiduciary duty, breached contract, and committed fraud in connection to investments in Puerto Rico municipal bonds and closed-end funds. The complaint, in which he was not a named respondent, settled for $192,500.

If you or someone you know has lost money investing with Mariondy Fernandez, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.