Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 30, 2018 indicate that South Carolina-based LPL Financial Services broker Jessie Faircloth has been the subject of a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Faircloth (CRD# 4473498).
Jessie Faircloth has spent 15 years in the securities industry and has been registered with LPL Financial in Columbia, South Carolina since April 2016. Previous registrations include Wells Fargo Advisors in Columbia, South Carolina (2005-2015) and AG Edwards & Sons in St. Louis, Missouri (2001-2004). She has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which she obtained on February 4, 2002, and Series 7 (General Securities Representative Examination), which she obtained on November 28, 2001. She is registered with three US states—Georgia, North Carolina, and South Carolina—and with one self-regulatory organization (SRO): FINRA.
According to her BrokerCheck report, Jessie Faircloth has received one pending customer complaint and was discharged from a former employer in connection to alleged rule violations.
In November 2017 a customer alleged Jessie Faircloth, while employed at Wells Fargo Advisors, breached contract and acted negligently in connection to an annuity investment. The customer is seeking unspecified damages in the pending complaint.
In 2015 she was discharged from Wells Fargo Advisors following allegations involving the facilitation of a change of beneficiary transaction using signed blank forms.
If you have lost money investing with Jessie Faircloth, you may be entitled to recoup your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.