Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 26, 2018 indicate that Florida-based Stifel Nicolaus & Company broker/adviser Gary Adkin is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Adkin (CRD# 3084484).
Gary Adkin has spent 19 years in the securities industry and has been registered with Stifel Nicolaus & Company in Palm Beach, Florida since 2015. Previous registrations include Barclays Capital in Palm Beach, Florida (2008-2015); Lehman Brothers in Palm Beach, Florida (2004-2008); and JP Morgan Securities in New York, New York (1999-2004). He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on July 3, 2008; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 13, 1999; and Series 7 (General Securities Representative Examination), which he obtained on January 21, 1999. He is a registered broker and investment adviser with twelve US states and territories: Alabama, Arizona, California, Colorado, Connecticut, the District of Columbia, Florida, Nevada, New Jersey, New York, Oregon and Virginia. He is also registered with ten self-regulatory organizations (SROs): Bats BZX Exchange, Bats EDGA Exchange, Bats EDGX Exchange, the Chicago Stock Exchange, FINRA, NYSE American LLC, Nasdaq ISE LLC, Nasdaq PHLX LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received one pending customer complaint.
In December 2017 a customer alleged Gary Adkin, while employed at Stifel Nicolaus & Company, acted negligently and failed to exercise responsibility with respect to the account. The customer is seeking $1,550,000 in damages in the pending complaint.
If you or someone you know has a complaint regarding Gary Adkin, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.a