Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 18, 2017 indicate that New York-based Allied Millennial Partners broker Patrick Perugino has been discharged from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Perugino (CRD# 6363411).
Patrick Perugino has spent two years in the securities industry and has been registered with Allied Millennial Partners in New York, New York since November 2017. Previous registrations include David Lerner Associates in Westport, Connecticut (2016-2017); AXA Advisors in Milford, Connecticut (2015-2016); and First Allied Securities in Farmington, Connecticut (2015). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on September 11, 2015, and Series 7 (General Securities Representative Examination), which he obtained on February 4, 2015. He is a registered broker and with six US states: Connecticut, Florida, Minnesota, New Hampshire, New York and Ohio.
According to his BrokerCheck report, he was terminated from a former employer in connection to alleged rule violations.
In November 2017 he was terminated from his position at David Lerner Associates following allegations he participated in unauthorized trading. For reference, FINRA rules as well as federal securities laws forbid brokers like Patrick Perugino from effecting securities transactions without the customer’s authorization. There are some cases in which this is permissible, such as in discretionary accounts and, in some circumstances, accounts that are trading on margin. Brokers, investment advisers, and broker-dealer firms who participate in unauthorized trading may be subject to disciplinary action by FINRA or the Securities and Exchange Commission
If you have complaints regarding Patrick Perugino, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.