Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 7, 2017 indicate that Michigan-based Raymond James Financial Services broker/adviser Gregory Collins is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Collins (CRD# 5594903).
Gregory Collins has spent nine years in the securities industry and has been registered with Raymond James Financial Services in Sault St. Marie, Michigan since 2013. Previous registrations include PNC Investments in Cheboygan, Michigan (2009-2013); Natcity Investments in Sault St. Marie, Michigan (2009); and Hantz Financial Services in Sault St. Marie, Michigan (2008-2009). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on December 19, 2009; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on November 1, 2008; Series 7 (General Securities Representative Examination), which he obtained on October 21, 2008; and Series 9 (General Securities Sales Supervisor – Options Module Examination), which he obtained on May 21, 2014. He is a registered broker and investment adviser with five US states: Florida, Georgia, Michigan, Ohio and Texas.
According to his BrokerCheck report, he has received one pending customer complaint.
In October 2018 a customer alleged Gregory Collins, while employed at Raymond James Financial Services, violated industry rules, acted professionally negligent, aided and abetted the circumvention of an estate plan, breached his “duties to Know Your Customer and Protect a Specified Adult from Exploitation,” and was negligent in his supervisory duties. The customer is seeking more than $1,029,700 in damages in the pending complaint.
If you or someone you know has lost money investing with Gregory Collins, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.