Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 4, 2017 indicate that Tennessee-based Stifel Nicolaus & Company broker/adviser Ronnie Tacker has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Tacker (CRD# 2706817).
Ronnie Tacker has spent 21 years in the securities industry and has been registered with Stifel Nicolaus & Company in Jackson, Tennessee since 2013. Previous registrations include Raymond James & Associates in Memphis, Tennessee (2013); Morgan Keegan & Company in Memphis, Tennessee (2009-2013); Raymond James & Associates in Memphis, Tennessee (2005-2009); Legg Mason Wood Walker in Baltimore, Maryland (2001-2005); Morgan Keegan & Company in Memphis, Tennessee (1999-2001); and JC Bradford & Company in New York, New York (1996-1999). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on April 4, 1996, and Series 7 (General Securities Representative Examination), which he obtained on March 20, 1996. He is a registered broker and investment adviser with 16 US states and territories: Arizona, Arkansas, California, Connecticut, Florida, Georgia, Kentucky, Louisiana, Maryland, Mississippi, Ohio, South Carolina, Tennessee, Texas, Virginia, and West Virginia. He is registered with six self-regulatory organizations (SROs): Bats BZX Exchange, FINRA, NYSE American LLC, Nasdaq PHLX LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.
In October 2017 a customer alleged Ronnie Tacker, while employed at Stifel Nicolaus & Company, recommended unsuitable investments, frequently traded variable annuities, and charged excessive fees and commissions. The customer is seeking unspecified damages in the pending complaint.
In 2005 a customer alleged Ronnie Tacker, while employed at Legg Mason Wood Walker, did not make her aware of the correct cost basis on her annuity, resulting in unexpected tax consequences. The complaint settled for $20,201.
If you or someone you know has a complaint regarding Ronnie Tacker, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.