Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 18, 2017 indicate that Georgia-based Dempsey Lord Smith broker/adviser Harry Couch, also known as Tim Couch, has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Couch (CRD# 4073942).
Harry Couch has spent 17 years in the securities industry and has been registered with Dempsey Lord Smith in Dawsonville, Georgia since August 2017. Previous registrations include WFG Investments in Dawsonville, Georgia (2008-2017); Triad Advisors in Dawsonville, Georgia (2005-2008); H&R Block Financial Advisors in Detroit, Michigan (2003-2005); Triad Advisors in Norcross, Virginia (2001-2003); and 1st Capital Corporation in Dallas, Texas (2000-2001). He has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination) and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with nine US states and territories: Arizona, California, Florida, Georgia, Kentucky, Pennsylvania, South Carolina, Texas and Virginia.
According to his BrokerCheck report, he has received a pending customer complaint and was discharged from a former employer.
In May 2017 a customer alleged Harry Couch, while employed at WFG Investments, made unsuitable investment recommendations, misrepresented material facts, executed excessive trades and over-concentrated investments. The customer is seeking $1,500,000 in damages in the pending complaint.
In 2008 he was terminated from his position at Triad Advisors after a “review of the facts and circumstances surrounding a possible misappropriation of client funds by a third party, and the subsequent attempt to cover up by” Mr. Couch.
If you have complaints regarding Harry Couch, also known as Tim Couch, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recover your losses. All cases are taken on a contingency basis: we only get paid if and when you collect money. The law sets a limited window to file complaints, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.