Steven Quinly

Public records provided by the Financial Industry Regulatory Authority (FINRA) on July 6, 2017 indicate that California-based Merrill Lynch broker/adviser Steven Quinly has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Quinly (CRD# 703012).

Steven Quinly has spent 37 years in the securities industry and has been registered with Merrill Lynch in Walnut Creek, California since 1980. He has no previous registrations. He is a registered broker and investment adviser with 16 US states and territories.

According to his BrokerCheck report, he has received three customer complaints and two pending customer complaints.

In February 2017 a customer alleged Steven Quinly, while employed at Merrill Lynch, made unsuitable recommendations and misrepresented material facts. The customer is seeking $116,000 in damages in the pending complaint.

In 2016 a customer alleged Steven Quinly, while employed at Merrill Lynch, omitted material facts and recommended unsuitable products. The customer is seeking $39,102 in damages in the pending complaint.

In 2016 a customer alleged Steven Quinly, while employed at Merrill Lynch, made omissions of material facts and unsuitable recommendations. The complaint settled for $25,000.

In 1998 a customer alleged he, while employed at Merrill Lynch, failed in his supervisory duties, made unauthorized transactions, breached his fiduciary duty, made misrepresentations of material facts, and effected unauthorized transactions. The complaint resulted in an award to the customer of $16,500.

In 1992 a customer alleged he, while employed at Merrill Lynch, churned investments and acted negligently. The complaint resulted in an award to the customer of $9,000.

If you have lost money investing with Steven Quinly, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.