Public records provided by the Financial Industry Regulatory Authority (FINRA) on June 9, 2017 indicate that New York-based Spartan Capital Securities broker Matthew Siliato has received pending or resolved customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Siliato (CRD# 5062153).
Matthew Siliato has spent ten years in the securities industry and has been registered with Spartan Capital Securities in New York, New York since January 2017. Previous registrations include Meyers Associates in New York, New York; National Securities in Iselin, New Jersey; JP Turner & Company in Staten Island, New York; National Securities in Staten Island, New York; Joseph Stevens & Company in Brooklyn, New York; and Joseph Gunnar & Company in New York, New York. He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with 24 US states and territories.
According to his BrokerCheck report, he has received two customer complaints and three pending customer complaints.
In April 2017 a customer alleged Matthew Siliato, while employed at Meyers Associates, churned investments, used margin, made unsuitable transactions, and executed unauthorized trades. The customer is seeking $383,000 in damages in the pending complaint.
In May 2016 a customer alleged Matthew Siliato, while employed at Meyers Associates, recommended unsuitable securities. The customer is seeking $250,627.60 in damages in the pending complaint.
In 2015 a customer alleged Matthew Siliato, while employed at National Securities, recommended unsuitable products and violated his fiduciary duty to act in his customers’ best interests. The customer is seeking $522,941 in damages in the pending complaint.
In 2014 a customer alleged he, while employed at Meyers Associates, did not abide by instructions. The complaint settled for $14,999.
In 2010 a customer alleged he, while employed at JP Turner & Company, made misrepresentations of material facts in connection to an investment or investments. The complaint settled for $5,931.
If you or someone you know has a complaint regarding Matthew Siliato, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.