Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on May 27, 2017 indicate that Indiana-based CFD Investments broker John Culpepper has been the subject of a customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Culpepper (CRD# 2898764).
John Culpepper has spent 15 years in the securities industry and has been registered with CFD Investments in Indianapolis, Indiana since 2009. Previous registrations include National Planning Corporation in Indianapolis, Indiana (2004-2009) and Northwestern Mutual Investment Services in Milwaukee, Wisconsin (2002-2004). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 6 (Investment Company Products/Variable Contracts Representative Examination). he is a registered broker with two US states: California and Indiana.
According to his BrokerCheck report, he has received one customer complaint and two denied customer complaints.
In 2017 a customer alleged John Culpepper, while employed at CFD Investments, recommended an unsuitable transaction. The customer sought unspecified damages in the complaint, which was denied.
In 2015 a customer alleged John Culpepper, while employed at CFD Investments, recommended an unsuitable life insurance policy. The customer sought unspecified damages in the complaint, which was denied.
In 2013 a customer alleged John Culpepper, while employed at National Planning Corporation, made unsuitable investment recommendations, acted negligently, misrepresented and omitted material facts, breached his fiduciary duty, committed fraud, breached contract, and was negligent in his supervisory duties. The complaint settled for $35,000.
If you or someone you know has lost money investing with John Culpepper, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.