Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on May 20, 2017 indicate that Oregon-based Independent Financial Group broker Gerhard Heuer, also known as Gary Heuer, has received several resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Heuer (CRD# 1868447).
Gary Heuer has spent 28 years in the securities industry and has been registered with Independent Financial Group in Beaverton, Ohio since January 2016. Previous registrations include Thrivent Investment Management in Beaverton, Ohio (2002-2016) and Lutheran Brotherhood Securities in Minneapolis, Minnesota (1988-2002). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 6 (Investment Company Products/Variable Contracts Representative Examination). He is a registered broker with seven US states and territories: Arizona, California, Colorado, the District of Columbia, Idaho, Indiana, Nevada, Oregon, Pennsylvania, Texas, Virginia and Washington.
According to his BrokerCheck report, he has received three customer complaints and one pending customer complaint.
In March 2017 a customer alleged he, while employed at Thrivent Investment Management, told him a variable universal life insurance policy “would remain in-force with the currently scheduled monthly premiums.” The customer is seeking $43,000 in damages in the pending complaint.
In 2016 a customer alleged Gary Heuer, while employed at Thrivent Investment Management, misrepresented material facts related to an investment. The complaint settled for more than $77,200.
In 2015 a customer alleged Gary Heuer, while employed at Thrivent Investment Management, surrendered an annuity and used the funds for a non-security policy without approval. The complaint settled for $13,911.
In 2014 a customer alleged Gary Heuer, while employed at Thrivent Investment Management, did not properly disclose the tax implications associated with a variable life insurance contract. The complaint settled for more than $28,900.
If you or someone you know has a complaint regarding Gary Heuer, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.