Willie Everett Involved in a Pending FINRA Investigation

Willie Everett

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on March 22, 2017 indicate that former North Carolina-based Principal Securities broker Willie Everett has been named in a pending FINRA investigation and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Everett (CRD# 2934284).

Willie Everett has spent sixteen years in the securities industry and was most recently registered with Principal Securities in Greensboro, South Carolina (2013-2017). Previous registrations include SunTrust Investment Services in Clemmons, South Carolina; Wachovia Securities in St. Louis, Missouri; and First Union Brokerage Services in Charlotte, North Carolina. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has been named in one pending customer complaint and one pending FINRA investigation.

In January 2017 FINRA named Willie Everett in an investigation into allegations he “used his bank account details, without his authorization, to pull premiums for his wife’s life insurance policy.” The investigation remains pending.

In December 2016 a customer alleged Willie Everett, while employed at Principal Securities, used bank information from his wife’s paperwork to “to pull premiums for life insurance without his authorization.” The customer is seeking $14,000 in damages in the pending complaint.

If you have lost money investing with Willie Everett, you may be entitled to recoup your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.