Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on December 19, 2016 indicate that Pennsylvania-based LM Kohn & Company broker/adviser Charles Ehnot has been the subject of numerous customer complaints. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Ehnot (CRD# 872769).
Charles Ehnot has spent 36 years in the securities industry and has been registered with LM Kohn & Company in Dunmore, Pennsylvania since 2012. Previous registrations include Midsouth Capital in Dunmore, Pennsylvania; First Union Securities in St. Louis, Missouri; First Union Capital Markets in Charlotte, North Carolina; First Montauk Securities in Red Bank, New Jersey; Prudential Securities in New York, New York; and Elkins & Company. He is a registered broker and investment adviser with ten US states and territories: California, Delaware, Florida, Maryland, Nevada, New Jersey, New York, North Carolina, Pennsylvania, and Virginia.
According to his BrokerCheck report, Charles Ehnot has received 28 customer complaints.
In 2015 a customer alleged Charles Ehnot, while employed at LM Kohn & Company, failed to supervise investments. The complaint settled in 2016 for $49,750.
In 2006 a customer alleged Charles Ehnot, while employed at Midsouth Capital, misrepresented material facts and breached his fiduciary duty. The complaint settled for $32,500.
In 2006 a customer alleged Charles Ehnot, while employed at Wachovia Securities, made excessive, unsuitable and unauthorized trades. The complaint settled for $45,000.
In 2005 a customer alleged he, while employed at Wachovia Securities, made unauthorized and excessive trades, and used margin without authorization. The complaint settled for $18,500.
In 2005 a customer alleged he, while employed at Wachovia Securities, executed excessive trades in speculative securities. The complaint settled for $150,000.
If you or someone you know has a complaint regarding Charles Ehnot, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.