Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on December 4, 2016 indicate that New York-based National Securities broker Bill Takos has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Takos (CRD# 2500839).
Bill Takos has spent 22 years in the securities industry and has been registered with National Securities in Mineola, New York since 2007. Previous registrations include First Montauk Securities in Port Washington, New York; the Concord Equity Group in Iselin, New Jersey; Josephthal & Company in New York, New York; Oscar Grus & Son in New York, New York; and Continental Broker-Dealer, which has been expelled by FINRA, in Carle Place, New York. He is a registered broker with seven US states and territories: California, Florida, New Jersey, New York, Pennsylvania, Washington and Wisconsin.
According to his BrokerCheck report, Bill Takos has received two customer complaints and two tax liens.
In 2016 the Internal Revenue Service filed a tax lien totaling 171,044.27 against Bill Takos. The lien remains outstanding.
In 2016 the Internal Revenue Service filed a tax lien totaling 362,506.66 against Bill Takos. The lien remains outstanding.
In 1997 a customer alleged Bill Takos, while employed at Continental Broker-Dealer, misrepresented material facts and churned investments. The complaint settled for $200,000.
In 1997 a customer alleged Bill Takos, while employed at Continental Broker-Dealer, breached contract, churned investments, executed unauthorized trades, breached contract, and breached his fiduciary duty. The complaint settled for $150,000.
If you or someone you know has lost money investing with Bill Takos, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. We accept all cases on contingency: Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.