Ryan FaleyPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on November 21, 2016 indicate that former New York-based TD Ameritrade broker Ryan Faley is currently not affiliated with any broker-dealer firm. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Faley (CRD# 2796674).
Ryan Faley has spent nineteen years in the securities industry and was most recently registered with TD Ameritrade in Merrick, New York (2016). Previous registrations include Cambridge Investment Research in Huntington Station, New York; LPL Financial in Huntington Station, New York; Raymond James Financial Services in St. Petersburg, Florida; Joseph Gunnar & Company in New York, New York; DLJDirect in Jersey City, New Jersey; and Lew Lieberbaum & Company in Garden City, New York. He is currently not registered with any state or firm.
According to his BrokerCheck report, Ryan Faley has received one pending customer complaint.
In February 2016 a customer alleged Ryan Faley, while employed at LPL Financial, recommended speculative securities that resulted in investment losses. The customer is seeking $60,000 in damages in the pending complaint.
In 2002 Ryan Faley voluntarily resigned from his position at Lew Lieberbaum & Company following allegations involving three verbal customer complaints and his non-repayment of funds he borrowed from the firm.
If you have lost money investing with Ryan Faley, you may be entitled to recoup your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect money. Time to file your claim may be limited by law, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.