Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on October 22, 2016 indicate that California-based Merrill Lynch broker/adviser Steven Quinly has been the subject of resolved or pending customer disputes. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Quinly (CRD# 703012).
Steven Quinly has spent 36 years in the securities industry and has been registered with Merrill Lynch in Walnut Creek, California since 1980. He has no previous registrations. He is a registered broker and investment adviser with seventeen US states and territories: Arizona, California, Colorado, Idaho, Maryland, Mississippi, Missouri, Nevada, New Mexico, New York, Ohio, Oregon, Pennsylvania, Tennessee, Texas, Utah, and Washington.
According to his BrokerCheck report, Steven Quinly has received three customer complaints and one pending customer complaint.
In August 2016 a customer alleged Steven Quinly, while employed at Merrill Lynch, omitted material facts and recommended unsuitable investments. The customer is seeking $39,102 in damages in the pending complaint.
In April 2016 a customer alleged Steven Quinly, while employed at Merrill Lynch, recommended unsuitable investments and omitted material facts. The complaint settled in June 2016 for $25,000.
In 1998 a customer alleged Steven Quinly, while employed at Merrill Lynch, breached his fiduciary duty, failed to supervise, executed unauthorized trades, and misrepresented material facts. The complaint resulted in an award to the customer of $16,500.
In 1992 a customer alleged Steven Quinly, while employed at Merrill Lynch, acted negligently and churned the account. The complaint resulted in an award to the customer of $9,000.
If you have lost money investing with Steven Quinly, you may be entitled to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on contingency, which means we only get paid if and when you collect money. You may have a limited window to file your claim, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.