Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 23, 2016 indicate that Florida-based National Planning Corporation broker/adviser Kenneth Saunders has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Saunders (CRD# 1481528).

Kenneth Saunders has spent 30 years in the securities industry and has been registered with National Planning Corporation in Coral Springs, Florida since 2013. Previous registrations include Investors Capital in Coral Springs, Florida; Walnut Street Securities in El Segundo, California; North American Management in Sioux Falls, South Dakota; and First American National Securities in Duluth, Georgia. He is a registered broker and investment adviser with 11 US states and territories: Alabama, Connecticut, Florida, Illinois, Maryland, Mississippi, New Jersey, New Mexico, New York, North Carolina, and Ohio.

According to his BrokerCheck report, Kenneth Saunders has received five complaints and one pending complaint.

In January 2016, a customer alleged Kenneth Saunders, while employed at Investors Capital, misrepresented and recommended unsuitable investments. The customer is seeking $150,000 in damages in the pending complaint.

In 2014, a customer alleged Kenneth Saunders, while employed at Investors Capital, recommended unsuitable products. The complaint settled for $25,000, to which Mr. Saunders individually contributed $5,000.

In 2002, a customer alleged Kenneth Saunders, while employed at Investors Capital, sold unregistered promissory notes. The complaint settled in 2004 for $200,000, to which Mr. Saunders individually contributed $84,000.

In 2001, a customer alleged Kenneth Saunders, while employed at Investors Capital, improperly and illegally recommended unregistered products. The complaint settled in 2002 for $465,051.

In 2000, a customer alleged Kenneth Saunders, while employed at Investors Capital, improperly and illegally represented unregistered products. The complaint settled in 2002 for $405,598.

In 2000, a customer alleged Kenneth Saunders, while employed at Investors Capital, breached contract, committed fraud, breached his fiduciary duty, and acted negligently. The complaint settled in 2001 for $377,923, to which Mr. Saunders individually contributed $10,000.

If you have lost money investing with Kenneth Saunders, you may be entitled to recoup your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect money.  Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.