Public records provided by the Financial Industry Regulatory Authority (FINRA) on July 11, 2016 indicate that New Jersey-based Cetera broker/adviser David Wren has received resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Wren (CRD# 225340).
David Wren has spent 23 years in the securities industry and has been registered with Cetera Advisors in Wall, New Jersey since 2006. Previous registrations include Citigroup Global Markets in Sea Girt, New Jersey (2001-2006) and Morgan Stanley DW in Purchase, New York (1992-2001). He is a registered broker and investment adviser with 24 US states and territories.
According to his BrokerCheck report, David Wren has received one customer complaint and one pending customer complaint.
In October 2015, a customer alleged David Wren, while employed at Cetera Advisors, misrepresented material facts related to an investment. The complaint, from which Mr. Wren was dismissed, settled in February 2016 for $14,999.
In 2005, a customer alleged David Wren, while employed at Citigroup Global Markets, recommended unsuitable investments. The customer sought unspecified damages in the complaint, which was denied.
In 2004, a customer alleged David Wren, while employed at Morgan Stanley, failed to disclose fees associated with mutual fund purchases. The customer sought more than $5,000 in damages in the complaint, which was denied.
In 2001, a customer alleged David Wren, while employed at Morgan Stanley, executed unauthorized transactions. The customer is seeking unspecified damages in the pending complaint.
If you have complaints regarding David Wren, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.